17-Year-Old Hong Kong Licence (SFC) for sale. Active: Clean record, No open or unresolved legal issues.
Permissions
Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing)
Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.)
Type 4, Advising on Securities
Type 5, Advising on Futures Contracts
Type 6, Advising on corporate finance
Type 9, Asset Management (For Type 9 regulated activity, the licensee shall not conduct business involving the discretionary management of any collective investment scheme. The term “collective investment scheme” is as defined under the Securities and Futures Ordinance.)
HKEX Stock Trading Right 4. Rights to or interests in investments
HKEX Futures Trading Right (Contractually Based Investments)
HKEX Direct Clearing Participant of 5. Rolling spot forex contract HKSCC(Securities)
HKEX Clearing Participant of HKCC
Monthly volume HKD400 – 500m. Listed company as shareholder.
The licensee shall only provide services to professional investors. The term “professional investor” is as defined in the Securities and Futures Ordinance and its subsidiary legislation.
17-Year-Old Hong Kong Licence (SFC) for sale. Active: Clean record, No open or unresolved legal issues.
Permissions
Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing)
Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.)
Type 4, Advising on Securities
Type 5, Advising on Futures Contracts
Type 6, Advising on corporate finance
Type 9, Asset Management (For Type 9 regulated activity, the licensee shall not conduct business involving the discretionary management of any collective investment scheme. The term “collective investment scheme” is as defined under the Securities and Futures Ordinance.)
HKEX Stock Trading Right 4. Rights to or interests in investments
HKEX Futures Trading Right (Contractually Based Investments)
HKEX Direct Clearing Participant of 5. Rolling spot forex contract HKSCC(Securities)
HKEX Clearing Participant of HKCC
Monthly volume HKD400 – 500m. Listed company as shareholder.
The licensee shall only provide services to professional investors. The term “professional investor” is as defined in the Securities and Futures Ordinance and its subsidiary legislation.
기술
17-Year-Old Hong Kong Licence (SFC) for sale. Active: Clean record, No open or unresolved legal issues.
Permissions
Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing)
Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.)
Type 4, Advising on Securities
Type 5, Advising on Futures Contracts
Type 6, Advising on corporate finance
Type 9, Asset Management (For Type 9 regulated activity, the licensee shall not conduct business involving the discretionary management of any collective investment scheme. The term “collective investment scheme” is as defined under the Securities and Futures Ordinance.)
Monthly volume HKD400 – 500m. Listed company as shareholder.
The licensee shall only provide services to professional investors. The term “professional investor” is as defined in the Securities and Futures Ordinance and its subsidiary legislation.
Basic Details
Business ID:
L#20220369
세부 묘사
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