is a global brand operating through a number of professional firms and constituent entities located throughout the world to provide M&A Advisory and other client related professional services. The Member Firms are constituted and regulated in accordance with relevant local regulatory and legal requirements. For more details on the nature of our affiliation, please visit us on our website https://mergerscorp.com/disclaimer. MergersCorp M&A International is not a registered broker-dealer under the U.S. securities laws.
This website does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation of any security or any other product or service by MergersUS Inc. or any other third party regardless of whether such security, product or service is referenced in this website. Furthermore, nothing in this website is intended to provide tax, legal, or investment advice and nothing in this website should be construed as a recommendation to buy, sell, or hold any investment or security or to engage in any investment strategy or transaction.MergersCorp M&A International franchising program is not offered to individuals or entities located in the United States
The franchising program is offered by MergersUK Limited a UK Company with registered office at 71-75 Shelton Street, Covent Garden, London, WC2H 9JQ, United Kingdom
17-Year-Old Hong Kong Licence (SFC) for sale. Active: Clean record, No open or unresolved legal issues.
Permissions
Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing)
Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.)
Type 4, Advising on Securities
Type 5, Advising on Futures Contracts
Type 6, Advising on corporate finance
Type 9, Asset Management (For Type 9 regulated activity, the licensee shall not conduct business involving the discretionary management of any collective investment scheme. The term “collective investment scheme” is as defined under the Securities and Futures Ordinance.)
HKEX Stock Trading Right 4. Rights to or interests in investments
HKEX Futures Trading Right (Contractually Based Investments)
HKEX Direct Clearing Participant of 5. Rolling spot forex contract HKSCC(Securities)
HKEX Clearing Participant of HKCC
Monthly volume HKD400 – 500m. Listed company as shareholder.
The licensee shall only provide services to professional investors. The term “professional investor” is as defined in the Securities and Futures Ordinance and its subsidiary legislation.
17-Year-Old Hong Kong Licence (SFC) for sale. Active: Clean record, No open or unresolved legal issues.
Permissions
Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing)
Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.)
Type 4, Advising on Securities
Type 5, Advising on Futures Contracts
Type 6, Advising on corporate finance
Type 9, Asset Management (For Type 9 regulated activity, the licensee shall not conduct business involving the discretionary management of any collective investment scheme. The term “collective investment scheme” is as defined under the Securities and Futures Ordinance.)
HKEX Stock Trading Right 4. Rights to or interests in investments
HKEX Futures Trading Right (Contractually Based Investments)
HKEX Direct Clearing Participant of 5. Rolling spot forex contract HKSCC(Securities)
HKEX Clearing Participant of HKCC
Monthly volume HKD400 – 500m. Listed company as shareholder.
The licensee shall only provide services to professional investors. The term “professional investor” is as defined in the Securities and Futures Ordinance and its subsidiary legislation.
기술
17-Year-Old Hong Kong Licence (SFC) for sale. Active: Clean record, No open or unresolved legal issues.
Permissions
Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing)
Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.)
Type 4, Advising on Securities
Type 5, Advising on Futures Contracts
Type 6, Advising on corporate finance
Type 9, Asset Management (For Type 9 regulated activity, the licensee shall not conduct business involving the discretionary management of any collective investment scheme. The term “collective investment scheme” is as defined under the Securities and Futures Ordinance.)
Monthly volume HKD400 – 500m. Listed company as shareholder.
The licensee shall only provide services to professional investors. The term “professional investor” is as defined in the Securities and Futures Ordinance and its subsidiary legislation.
Basic Details
Business ID:
L#20220369
세부 묘사
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